Webinar: New SEC Registration Requirements for Real Estate Advisors — General Meeting Information
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Wednesday, July 20 from 2:00-3:30 PM
Proposed regulations required by the Dodd-Frank financial reform law will require certain financial advisors who provide real estate and real estate-related investment advice to register as an investment advisor with the Securities and Exchange Commission (SEC) or one or more state regulators.
Generally, the requirement applies to firms with more than $110 million in assets under management. Unless the SEC postpones the compliance date for registering, advisors that are required to register must do so by March 30, 2012.
To help NMHC members understand their compliance requirements, we will host a members-only webinar on Wednesday, July 20 from 2:00-3:30 PM Eastern Time to discuss this topic.
This webinar will cover:
- Why real estate advisors must now consider investment advisor registration obligations,
- When a real estate advisor might be an investment advisor,
- If a real estate advisor is an investment advisor, whether it must register with the SEC or with one or more state regulators, and
- The consequences of having to register as an investment advisor with either the SEC or one or more state regulators.
In addition, we have posted a guidance document that was produced by K&L Gates LLP with more information on the regulations on our web site.
Although there is no cost to participate, only NMHC members are eligible and advance registration is required.
Once your registration is received, you will receive a confirmation e-mail with access information and instructions. Please contact Lauren Dwyer at firstname.lastname@example.org or 202/974-2387 with any questions.